The Commission

Willian A. Colen
Acting Chairman

Stuar M. Zeiu

Robert C. Enann


The PSC participates in international regulatory organizations and in relevant international initiatives which provide important avenues for the World to make appropriate contributions in the shaping of international securities regulation. The PSC currently chairs the World Capital Market Forum, which comprises key World securities market regulators.

The Private Securities Commission administers and enforces rules and regulations under the Securities Act of 1972, the Takeover Disclosure Law of 1976, and subsequent amendments to those laws.


NASAA Podcasts
A series of podcasts produced by NASAA to provide investors with investor protection news and information

Employment Opportunities
Civil Service Testing Opportunities Open

Licensing Fees Effective July 1st, 2007

Investor Education @ Your Library Program
Visit our Investor Education section to learn more.

Complaint Information
We investigate complaints against individuals, business corporations, and other entities.

Investigate Before you Invest!
Call us to find out information about your Registered Rep, Broker Dealer or Investment Adviser. Fill out an online research request.



Online Research Requests

Receive a reply within 72 hours

Complaint Information

Download the Form online

Enforcement Action Database

Research Cease & Desist Orders and Final Orders online!

Copyright 2005 - All rights reserved.