Proxy Materials under Section 203(o)
Debt Securities of Nonprofits under Section 203(p)Updated 12/23/2004
|207-J||Continuation of Section 205 Registration|
|Form 209||Report on use of proceeds |
|Retroactive Registration of Investment Company Securities|
|SEC Form D|
Notice of Sale of Securities Pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption
Exemptions under Sections 203(d), 203(s), 203(t) Updated 12/23//2004
Securities Registration Form
The Commission will only require the following issuers to file Commission Form R:
• Issuers relying on SEC Regulation A and filing under either Section 205 or 206
• Issuers relying on Rule 504 of SEC Regulation D and filing under Section 206.
• Issuers relying on Section 3(a)(4) of the 1933 Act and filing under Section 206.
• Issuers relying on Section 3(a)(11) of the 1933 Act and filing under Section 206.
|Form U-1|| |
|Form U-7||Small Company Offering Registration Form|
|NF||Uniform Investment Company Notice Filing|
|RO||Rescission Offer. Request for waivers of procedures under Regulation 504.060(b)|| |
|SOI Supplement|| |
|TDL-1||Takeover Disclosure Law|| |
|Propectus Guidelines|| |
|Corporate Equity Guidelines||www.coordinatedreview.org|